Service Provider Due Diligence

Service Provider Management Documents For Southeast Corporate

NCUA's Rules and Regulations, Part 748, Appendix A requires credit unions to exercise appropriate due diligence in selecting its service providers and to require service providers to implement appropriate security measures. To assist our members in performing the required due diligence on Southeast Corporate we have provided the following resources:

• Board of Directors 
• Supervisory Committee
• Management Team
• Credit Worthiness 
• Annual Report 
• S&P Ratings 
• Fitch Ratings 
• Information Security Disclosure 
• Business Continuity Disclosure 
• ACH Audit Disclosure

Series 7 certificates
All our material information is housed at FINRA in their CRD (Central Registration Depository). Below is a link to FINRA BrokerCheck which allows public access to the available information.  Information provided for Michael Alexandre and Tanya DeVlieger

http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/index.htm